THE 360 NEWSLETTER
KYP Tool Update – Segregated Funds and HISAs no Longer Part of the KYP Process
Compliance August 25, 2022Please be advised that segregated funds and high interest savings accounts (“HISA”) on Investia’s product shelf will no longer require a Know Your Product (“KYP”) due diligence acknowledgment.
Effective Friday, September 2, 2022, any segregated fund or high interest savings fund appearing on the “My Fund Listing” page in the KYP section of your Dashboard will now appear with a grey icon in the “Rank” column with an “N/A” in the “Due Dil.” column.
Should you have any questions or require additional information, please do not hesitate to contact your Compliance Officer.
Also in this issue
- Invitation to Live Training Webinar – An Easy Approach to KYP
- Trade Rejection Email Notifications
- Fund Risk Rating Changes – Invesco Canada Ltd.
- Reminder – Common Compliance Inquiries
- 6 Good Habits to Adopt to Be Cybercareful – Tip # 5
- Economic and Financial Bulletin (iA Financial Group) – July 2022
- Economic and Financial Bulletin (iA Financial Group) – June 2022
- Learning From Experience – Bett’s Story (PPI)