THE 360 NEWSLETTER

Risk Rating Changes – CIBC Asset Management Inc.

Compliance September 14, 2023

Please be advised that effective August 28, 2023, the risk rating of the following funds was increased by CIBC Asset Management Inc. (ATL”):

Name

Previous Risk Rating

New Risk Rating

Renaissance Optimal Income Portfolio

Low

Low to Moderate

Renaissance Global Small-Cap Fund

Moderate

Moderate to high

CIBC Multi-Asset Global Balanced Income Private Pool

Low

Low to Moderate

CIBC Equity Income Private Pool

Low to Moderate

Moderate

CIBC Global Credit Fund

Low

Low to Moderate

These changes have been reflected on the Fund Fact documents available on Univeris. The risk rating changes at the product level will be updated in Univeris on Friday, September 15st , 2023.

For more detailed information, please click here to read CIBC Asset Management Inc. notice.

As a reminder, Representatives are expected to review impacted products in their clients’ portfolios upon a risk rating change and re-complete their KYP due diligence process as a risk rating change constitutes a material change to the product. Representatives are also expected to work to resolve suitability concerns within a 3-month period. For a list of your impacted clients, please reach out to your Compliance Officer.

Should you have any questions, please contact our Client Services Department, by email at investia@investia.ca, by phone at 1-888-684-5548 or use the chatbot feature available on the Advisor Centre.