THE 360 NEWSLETTER

Please be advised that effective June 2023, the risk rating of the following exchange traded fund (“ETF”) was increased by Harvest Portfolios Group Inc. as follows:

The risk rating change at the product level will be updated in Univeris as of Friday, January 19, 2024.

As a reminder, Representatives are expected to review impacted products in their clients’ portfolios upon a risk rating change and re-complete their KYP due diligence process as a risk rating change constitutes a material change to the product. Representatives are also expected to work to resolve suitability concerns within a 3-month period or at the next meeting with the client, whichever takes place first. For a list of your impacted clients, please reach out to your Compliance Officer once the changes have been made in Univeris.

Should you have any questions, please contact our Client Services Department, by email at investia@investia.ca, by phone at 1-888-684-5548 or use the chatbot feature available on the Advisor Centre.