THE 360 NEWSLETTER

We would like to remind you that Investia released a new Investor Profile Questionnaire (“IPQ”) last July. The IPQ was designed around our Representatives’ needs and it is aligned with the latest regulatory requirements, industry standards, as well as our own policies and procedures.

The IPQ will prove useful upon completion of the new KYC profile section of the latest amended NCAFs/KYC Update Form. The recently amended forms released last December are in compliance with the new client-focused reforms and in alignment with the IPQ to facilitate the recording of client information.

Investia’s IPQ can be found on the Investia Advisor Centre under Guides & Training / Compliance. It is available in two versions for maximum convenience, i.e., printable and editable:

Investia Investor Profile Questionnaire (editable version)

Investia Investor Profile Questionnaire (printable version)

Important Reminders

• To use the editable version of the IPQ, you must use Adobe Acrobat Reader or a more advanced version of Adobe Acrobat.
• The editable version of the IPQ is not mobile-optimized, and as such we don’t recommend its use on mobile devices.
• Click here to watch or re-watch a short video which will help you complete the questionnaire with your clients, also available on the Investia Advisor Centre under Guides and Training / Training Videos.

Should you require additional information, please do not hesitate to contact your Compliance Officer.