THE 360 NEWSLETTER

New Training Video on Commission Reports

Update of Transfer Fee Reimbursement Procedure and Form and New FAQ

Reminder – System Maintenance – Univeris, Investia Advisor Centre, Client Portal and Mobile App Downtime

Form Review – Individual Interviews with Representatives

Mandatory Fields – Updating KYCs for Existing Clients with Missing Information

Updated Compliance Policies & Procedures Manual (“CPPM”) – June 2022 Version

Tip # 5 – What Are Good Practices with my Passwords?

Monthly Market Snapshot – June 2022