THE 360 NEWSLETTER

Please be advised that licences for all Representatives registered in the following activities: mutual funds, exempt market products, restricted practice broker (investment contracts) and scholarship plans were automatically renewed through the National Registration Database (“NRD”) on December 31, 2022.

The fees were assumed for you by Investia in January and the required payments will be deducted from your commissions deposited on April 20, 2023 (pay period 2023-15), as indicated below, unless you have elected to pay these fees by credit card via ePay.

Other Fees:

Exempt market products                                                              $478.00 **

Scholarship plans                                                                           $303.00 **

Restricted practice broker (investment contracts)                    $478.00 **

** Applicable to Quebec-registered representatives only.

NRD User Fees:

$75.00 for the province of residence and $20.50 for each additional province.

Contribution to the Chambre de la sécurité financière (“CSF”):

Once again this year, the membership contribution was paid by Investia at the beginning of the year to accelerate the process. These fees are applicable to all Quebec-licensed representatives ($366.00 + sales tax in effect in Quebec).

The increase in fees for the Province of Ontario in 2023 is due to the higher classification of the OSC participation fee based on the asset allocation in that province.

Should you require any additional information, please contact our Client Services Department, by email at investia@investia.ca or by phone at 1-888-684-5548.