THE 360 NEWSLETTER

Please be advised that the risk rating of the following exchange traded fund (ETF) was increased by (TD) as follows:

This change has been reflected on the Fund Fact document available on Univeris. The risk rating change at the product level will be updated in Univeris as of Friday, June 2, 2023.

For more detailed information, please click here to read TD’s fund notice, which is also available on the Investia Advisor Centre under Product Information / Fund Notices.

As a reminder, Representatives are expected to review impacted products in their clients’ portfolios upon a risk rating change and re-complete their KYP due diligence process as a risk rating change constitutes a material change to the product. Representatives are also expected to work to resolve suitability concerns within a 3-month period. For a list of your impacted clients, please reach out to your Compliance Officer once the changes have been made in Univeris.

Should you have any questions, please contact our Client Services Department, by email at investia@investia.ca, by phone at 1-888-684-5548 or use the chatbot feature available on the Advisor Centre.