THE 360 NEWSLETTER
Please be advised that effective July 21, 2023, the risk rating of the following funds was increased by TD Asset Management (“TDB”):
These changes have been reflected on the Fund Fact documents available on Univeris. The risk rating changes at the product level were updated in Univeris on Friday, August 11, 2023.
For more detailed information, please click here to read TD Asset Management’s notice.
As a reminder, Representatives are expected to review impacted products in their clients’ portfolios upon a risk rating change and re-complete their KYP due diligence process as a risk rating change constitutes a material change to the product. Representatives are also expected to work to resolve suitability concerns within a 3-month period. For a list of your impacted clients, please reach out to your Compliance Officer.
Should you have any questions, please contact our Client Services Department, by email at investia@investia.ca, by phone at 1-888-684-5548 or use the chatbot feature available on the Advisor Centre.
Also in this issue
- Privacy and Client Consent – Update of NCAFs and KYC Update Form
- Electronic Signature Tool – Two New Signer Roles Added
- Replacement in Case of Absence – Reminders
- Risk Rating Changes – Manulife Investment Management
- Risk Rating Changes – CI Global Asset Management
- The Chronicles of our Cyber-Experts
- Economic and Financial Bulletin – iA Global Asset Management
- Monthly Market Snapshot – August 2023