THE 360 NEWSLETTER
Following the amalgamation of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association (MFDA) on January 1, 2023, members of the New Self-Regulatory Organization of Canada (New SRO) approved the new name of the organization to Canadian Investment Regulatory Organization (CIRO).
The new SRO hopes to use the new name around June 1, 2023, as the name still requires approval by the provincial and territorial security regulators. Investia will have until December 31, 2024, to make all necessary updates.
Stay tuned for upcoming issues of the 360 as we will provide guidance on how this will impact your documents such as letterheads, websites, etc.
For more information, visit New SRO Members Approve New Name | MFDA
Should you have any questions, please do not hesitate to contact your Compliance Officer.
Also in this issue
- 2023 Administrative Fees – Investia Nominee Accounts
- New Group Insurance Plan in Partnership with AGA
- Important Reminder – Client Banking Information
- GIC Product Name Update – RFA Bank
- Virtual Water Cooler Series – Recording Link and Reference Materials
- The Chronicles of our Cyber-Experts
- Disability Insurance – Is Employee Coverage Enough (PPI)