THE 360 NEWSLETTER

We would like to inform you that the Investia Relationship Disclosure Information Document (“RDID”) has been recently reviewed and amended.

Below are the key reasons for the changes:

• To provide a copy of the updated Investia Privacy Notice in compliance with privacy legislation;
• To include the updated definition for “Fixed Income” under the “Asset allocation definition” heading located in the KYC terminology section.

As a reminder, it is mandatory to provide new clients with a copy of the RDID upon account opening. For existing clients, please notify them of the changes made to the RDID at your next client meeting.

The amended RDID is available:

• On the Investia corporate website, under the “Legal and Compliance” tab (link is located at the bottom of the homepage):

  

  

  As well as under the “The Investia experience” tab in the “Information and documents for clients” section:

  

• On the Investia Advisor Centre under Procedures & Forms / Compliance; and
• In Univeris in the “Generate Forms” section under Task Menu”.

Should you have any questions, please do not hesitate to contact your Compliance Officer.